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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-62454

SEC Issue Date

July 6, 2010 | 2:50 pm ET

Federal Register Publish Date

July 12, 2010 | 11:35 pm ET

Document Citation

75 FR 39715

Resources

Rel. No. 34-62454

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook

Details

Resources