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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-62299

SEC Issue Date

June 16, 2010 | 2:50 pm ET

Federal Register Publish Date

June 21, 2010 | 11:35 pm ET

Document Citation

75 FR 35105

Resources

Rel. No. 34-62299

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook

Details

Resources

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Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook

Details

Resources