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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA Members To Use the OTC Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 28, 2010

Resources

Notice Rule: SEC Issued Version (pdf 56.1 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 27, 2010

File Number

SR-FINRA-2010-017

Rule Type

Notice

Release Number

34-61997

SEC Issue Date

April 28, 2010

Federal Register Publish Date

May 6, 2010

Document Citation

75 FR 25020

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA Members To Use the OTC Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA Members To Use the OTC Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member

Resources

Details