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Regulatory Release

Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Rule Type

Order

Release Number

34-61808

SEC Issue Date

March 31, 2010 | 2:50 pm ET

Federal Register Publish Date

April 6, 2010 | 11:35 pm ET

Document Citation

75 FR 17456

Resources

Rel. No. 34-61808

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Resources