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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule

Details

Rule Type

Notice

Release Number

34-61769

SEC Issue Date

March 24, 2010 | 2:59 pm ET

Federal Register Publish Date

March 31, 2010 | 11:51 pm ET

Document Citation

75 FR 16213

Resources

34-61769

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule

Details

Resources