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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Details

Rule Type

Notice

Release Number

34-61703

SEC Issue Date

March 12, 2010 | 1:56 pm ET

Federal Register Publish Date

March 22, 2010 | 11:46 pm ET

Document Citation

75 FR 13620

Resources

34-61703

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Details

Resources