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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 4, 2010

Resources

Notice Rule: SEC Issued Version (pdf 44.99 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 1, 2010

File Number

SR-FINRA-2010-009

Rule Type

Notice

Release Number

34-61648

SEC Issue Date

March 4, 2010

Federal Register Publish Date

March 11, 2010

Document Citation

75 FR 11605

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Resources

Details