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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

Details

Rule Type

Notice

Release Number

34-61594

SEC Issue Date

Feb. 25, 2010 | 1:56 pm ET

Federal Register Publish Date

March 4, 2010 | 11:46 pm ET

Document Citation

75 FR 9982

Resources

34-61594

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

Details

Resources