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Regulatory Release

Notice of Filing of Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Rule Type

Notice

Release Number

34-61543

SEC Issue Date

Feb. 18, 2010 | 1:50 pm ET

Federal Register Publish Date

Feb. 25, 2010 | 11:35 pm ET

Document Citation

75 FR 8770

Resources

Rel. No. 34-61543

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Details

Resources