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Regulatory Release

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities

Details

Rule Type

Notice

Release Number

34-61510

SEC Issue Date

Feb. 5, 2010 | 1:50 pm ET

Federal Register Publish Date

Feb. 19, 2010 | 11:35 pm ET

Document Citation

75 FR 7530

Resources

Rel. No. 34-61510

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities

Details

Resources

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Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities

Details

Resources