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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

Details

Rule Type

Notice

Release Number

34-61371

SEC Issue Date

Jan. 15, 2010 | 1:56 pm ET

Federal Register Publish Date

Jan. 25, 2010 | 11:46 pm ET

Document Citation

75 FR 3948

Resources

34-61371

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

Details

Resources