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Regulatory Release

Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook

Details

Rule Type

Order

Release Number

34-61332

SEC Issue Date

Jan. 12, 2010 | 1:50 pm ET

Federal Register Publish Date

Jan. 20, 2010 | 11:35 pm ET

Document Citation

75 FR 3270

Resources

Rel. No. 34-61332

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook

Details

Resources

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Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook

Details

Resources