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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

Details

Rule Type

Notice

Release Number

34-61314

SEC Issue Date

Jan. 7, 2010 | 1:56 pm ET

Federal Register Publish Date

Jan. 19, 2010 | 11:46 pm ET

Document Citation

75 FR 2917

Resources

34-61314

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

Details

Resources