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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Details

Rule Type

Notice

Release Number

34-61087

SEC Issue Date

Dec. 1, 2009 | 1:50 pm ET

Federal Register Publish Date

Dec. 9, 2009 | 11:35 pm ET

Document Citation

74 FR 65190

Resources

34-61087

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Details

Resources