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Regulatory Release

Notice of Filing of Proposed Rule Change to Allow Members To Deposit Customer Fully Paid or Excess Margin Securities to the Extent Permitted by No-Action Relief or Interpretive Guidance From the Commission or Interpretive Guidance From a Self-Regulatory Organization

Details

Rule Type

Notice

Release Number

34-61078

SEC Issue Date

Nov. 30, 2009 | 2:10 pm ET

Federal Register Publish Date

Dec. 7, 2009 | 12:13 am ET

Document Citation

74 FR 64116

Resources

Rel. No. 34-61078

Federal Register Version

SRO Organization

The Options Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Allow Members To Deposit Customer Fully Paid or Excess Margin Securities to the Extent Permitted by No-Action Relief or Interpretive Guidance From the Commission or Interpretive Guidance From a Self-Regulatory Organization

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to Allow Members To Deposit Customer Fully Paid or Excess Margin Securities to the Extent Permitted by No-Action Relief or Interpretive Guidance From the Commission or Interpretive Guidance From a Self-Regulatory Organization

Details

Resources