Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Order Approving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Rule Type

Order

Release Number

34-61059

SEC Issue Date

Nov. 24, 2009 | 1:50 pm ET

Federal Register Publish Date

Dec. 1, 2009 | 11:35 pm ET

Document Citation

74 FR 62847

Resources

Rel. No. 34-61059

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 3, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Resources