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Regulatory Release

Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment

Details

Rule Type

Order

Release Number

34-61042

SEC Issue Date

Nov. 20, 2009 | 1:50 pm ET

Federal Register Publish Date

Nov. 30, 2009 | 11:35 pm ET

Document Citation

74 FR 62616

Resources

Rel. No. 34-61042

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment

Details

Resources

More in this Section

Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment

Details

Resources