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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend the FINRA Rule 9550 Series (Expedited Proceedings)

Details

Rule Type

Notice

Release Number

34-61026

SEC Issue Date

Nov. 18, 2009 | 1:50 pm ET

Federal Register Publish Date

Nov. 25, 2009 | 11:35 pm ET

Document Citation

74 FR 61727

Resources

Rel. No. 34-61026

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend the FINRA Rule 9550 Series (Expedited Proceedings)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend the FINRA Rule 9550 Series (Expedited Proceedings)

Details

Resources