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Regulatory Release

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution

Details

Rule Type

Notice

Release Number

34-60960

SEC Issue Date

Nov. 6, 2009 | 1:50 pm ET

Federal Register Publish Date

Nov. 17, 2009 | 11:35 pm ET

Document Citation

74 FR 59272

Resources

Rel. No. 34-60960

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution

Details

Resources