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Regulatory Release

Notice of Filing of Proposed Rule Change Relating to FINRA's Rules Governing Clearly Erroneous Executions

Details

Rule Type

Notice

Release Number

34-60851

SEC Issue Date

Oct. 21, 2009 | 2:50 pm ET

Federal Register Publish Date

Oct. 28, 2009 | 11:35 pm ET

Document Citation

74 FR 55606

Resources

Rel. No. 34-60851

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to FINRA's Rules Governing Clearly Erroneous Executions

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to FINRA's Rules Governing Clearly Erroneous Executions

Details

Resources