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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Details

Rule Type

Notice

Release Number

34-60836

SEC Issue Date

Oct. 16, 2009 | 2:50 pm ET

Federal Register Publish Date

Oct. 22, 2009 | 11:35 pm ET

Document Citation

74 FR 54614

Resources

Rel. No. 34-60836

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Details

Resources