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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Rule Type

Notice

Release Number

34-60754

SEC Issue Date

Oct. 2, 2009 | 2:50 pm ET

Federal Register Publish Date

Oct. 8, 2009 | 11:35 pm ET

Document Citation

74 FR 51886

Resources

Rel. No. 34-60754

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Resources

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Notice of Filing of Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Details

Resources