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Regulatory Release

Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

Details

Rule Type

Notice

Release Number

34-60520

SEC Issue Date

Aug. 18, 2009 | 3:15 pm ET

Federal Register Publish Date

Aug. 26, 2009 | 12:21 am ET

Document Citation

74 FR 43176

Resources

Rel. No. 34-60520

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules

Details

Resources