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Regulatory Release

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Details

Rule Type

Notice

Release Number

34-60462

SEC Issue Date

Aug. 7, 2009 | 2:50 pm ET

Federal Register Publish Date

Aug. 17, 2009 | 11:35 pm ET

Document Citation

74 FR 41470

Resources

Rel. No. 34-60462

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

Details

Resources