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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Details

Rule Type

Notice

Release Number

34-60424

SEC Issue Date

Aug. 4, 2009 | 2:50 pm ET

Federal Register Publish Date

Aug. 10, 2009 | 11:35 pm ET

Document Citation

74 FR 39984

Resources

34-60424

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Details

Resources