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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Details

Rule Type

Notice

Release Number

34-60398

SEC Issue Date

July 30, 2009 | 3:15 pm ET

Federal Register Publish Date

Aug. 5, 2009 | 12:21 am ET

Document Citation

74 FR 39130

Resources

34-60398

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Details

Resources