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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 22, 2009

Resources

Notice Rule: SEC Issued Version (pdf 43.67 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 18, 2009

File Number

SR-FINRA-2009-046

Rule Type

Notice

Release Number

34-60362

SEC Issue Date

July 22, 2009

Federal Register Publish Date

July 28, 2009

Document Citation

74 FR 37280

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Resources

Details