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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Details

Rule Type

Notice

Release Number

34-60035

SEC Issue Date

June 3, 2009 | 2:50 pm ET

Federal Register Publish Date

June 9, 2009 | 11:35 pm ET

Document Citation

74 FR 27360

Resources

34-60035

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Details

Resources