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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 3, 2009

Resources

Notice Rule: SEC Issued Version (pdf 83.65 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 1, 2009

File Number

SR-FINRA-2009-037

Rule Type

Notice

Release Number

34-60034

SEC Issue Date

June 3, 2009

Federal Register Publish Date

June 10, 2009

Document Citation

74 FR 27579

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations

Resources

Details