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Regulatory Release

Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Details

Rule Type

Order

Release Number

34-59757

SEC Issue Date

April 13, 2009 | 2:50 pm ET

Federal Register Publish Date

April 21, 2009 | 11:35 pm ET

Document Citation

74 FR 18268

Resources

Rel. No. 34-59757

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Details

Resources

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Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Details

Resources