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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-59754

SEC Issue Date

April 13, 2009 | 2:50 pm ET

Federal Register Publish Date

April 20, 2009 | 11:35 pm ET

Document Citation

74 FR 18007

Resources

Rel. No. 34-59754

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook

Details

Resources