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Regulatory Release

Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members

Details

Rule Type

Order

Release Number

34-59599

SEC Issue Date

March 19, 2009 | 2:50 pm ET

Federal Register Publish Date

March 25, 2009 | 11:35 pm ET

Document Citation

74 FR 12913

Resources

Rel. No. 34-59599

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members

Details

Resources

More in this Section

Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members

Details

Resources