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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Details

Rule Type

Notice

Release Number

34-59274

SEC Issue Date

Jan. 22, 2009 | 1:50 pm ET

Federal Register Publish Date

Feb. 2, 2009 | 11:35 pm ET

Document Citation

74 FR 5877

Resources

34-59274

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Details

Resources