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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Details

Rule Type

Notice

Release Number

34-59126

SEC Issue Date

Dec. 19, 2008 | 1:50 pm ET

Federal Register Publish Date

Dec. 30, 2008 | 11:35 pm ET

Document Citation

73 FR 79948

Resources

34-59126

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Details

Resources