Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 19, 2008

Resources

Notice Rule: SEC Issued Version (pdf 82.81 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2008-060

Rule Type

Notice

Release Number

34-59126

SEC Issue Date

Dec. 19, 2008

Federal Register Publish Date

Dec. 30, 2008

Document Citation

73 FR 79948

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement

Resources

Details