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Regulatory Release

Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Rule Type

Order

Release Number

34-59102

SEC Issue Date

Dec. 15, 2008 | 1:48 pm ET

Federal Register Publish Date

Dec. 22, 2008 | 11:30 pm ET

Document Citation

73 FR 78411

Resources

Rel. No. 34-59102

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Resources

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Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Resources