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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase "Riskless Principal Transaction"

Details

Rule Type

Notice

Release Number

34-58953

SEC Issue Date

Nov. 14, 2008 | 2:16 pm ET

Federal Register Publish Date

Nov. 20, 2008 | 12:22 am ET

Document Citation

73 FR 70400

Resources

34-58953

Federal Register Version

SRO Organization

National Stock Exchange (NSX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase "Riskless Principal Transaction"

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase "Riskless Principal Transaction"

Details

Resources