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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Details

Rule Type

Notice

Release Number

34-58754

SEC Issue Date

Oct. 8, 2008 | 2:50 pm ET

Federal Register Publish Date

Oct. 15, 2008 | 11:35 pm ET

Document Citation

73 FR 61178

Resources

34-58754

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Details

Resources