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Regulatory Release

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Rule Type

Notice

Release Number

34-58436

SEC Issue Date

Aug. 27, 2008 | 2:48 pm ET

Federal Register Publish Date

Sept. 5, 2008 | 11:30 pm ET

Document Citation

73 FR 51870

Resources

Rel. No. 34-58436

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Details

Resources