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Regulatory Release

Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Rule Type

Notice

Release Number

34-57920

SEC Issue Date

June 4, 2008 | 2:50 pm ET

Federal Register Publish Date

June 10, 2008 | 11:36 pm ET

Document Citation

73 FR 32771

Resources

Rel. No. 34-57920

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Resources