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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions

Details

Rule Type

Notice

Release Number

34-57681

SEC Issue Date

April 17, 2008 | 2:50 pm ET

Federal Register Publish Date

April 24, 2008 | 11:36 pm ET

Document Citation

73 FR 22186

Resources

Rel. No. 34-57681

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions

Details

Resources