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Regulatory Release

Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates

Details

Rule Type

Notice

Release Number

34-57667

SEC Issue Date

April 15, 2008 | 3:01 pm ET

Federal Register Publish Date

April 22, 2008 | 11:54 pm ET

Document Citation

73 FR 21677

Resources

Rel. No. 34-57667

Federal Register Version

SRO Organization

National Securities Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates

Details

Resources

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Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates

Details

Resources