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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C

Details

Rule Type

Notice

Release Number

34-57462

SEC Issue Date

March 10, 2008 | 2:50 pm ET

Federal Register Publish Date

March 17, 2008 | 11:36 pm ET

Document Citation

73 FR 14288

Resources

34-57462

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C

Details

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C

Details

Resources