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Regulatory Release

Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material

Details

Rule Type

Order

Release Number

34-57257

SEC Issue Date

Feb. 1, 2008 | 1:50 pm ET

Federal Register Publish Date

Feb. 7, 2008 | 11:36 pm ET

Document Citation

73 FR 7339

Resources

Rel. No. 34-57257

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material

Details

Resources