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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Details

Rule Type

Notice

Release Number

34-57252

SEC Issue Date

Feb. 1, 2008 | 1:50 pm ET

Federal Register Publish Date

Feb. 7, 2008 | 11:36 pm ET

Document Citation

73 FR 7343

Resources

34-57252

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Details

Resources