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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons

Details

Rule Type

Notice

Release Number

34-57001

SEC Issue Date

Dec. 20, 2007 | 1:56 pm ET

Federal Register Publish Date

Dec. 31, 2007 | 11:45 pm ET

Document Citation

72 FR 74385

Resources

34-57001

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons

Details

Resources