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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders

Details

Rule Type

Notice

Release Number

34-56959

SEC Issue Date

Dec. 13, 2007 | 2:19 pm ET

Federal Register Publish Date

Dec. 20, 2007 | 12:28 am ET

Document Citation

72 FR 72421

Resources

34-56959

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders

Details

Resources