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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Details

Rule Type

Notice

Release Number

34-56936

SEC Issue Date

Dec. 10, 2007 | 1:50 pm ET

Federal Register Publish Date

Dec. 17, 2007 | 11:36 pm ET

Document Citation

72 FR 71467

Resources

34-56936

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Details

Resources

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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Details

Resources