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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

Details

Rule Type

Notice

Release Number

34-56929

SEC Issue Date

Dec. 7, 2007 | 1:56 pm ET

Federal Register Publish Date

Dec. 14, 2007 | 11:45 pm ET

Document Citation

72 FR 71176

Resources

34-56929

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

Details

Resources