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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

Details

Rule Type

Notice

Release Number

34-56868

SEC Issue Date

Nov. 29, 2007 | 2:19 pm ET

Federal Register Publish Date

Dec. 6, 2007 | 12:28 am ET

Document Citation

72 FR 68911

Resources

34-56868

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

Details

Resources