Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Rule Type

Order

Release Number

34-56761

SEC Issue Date

Nov. 7, 2007 | 1:44 pm ET

Federal Register Publish Date

Nov. 14, 2007 | 11:23 pm ET

Document Citation

72 FR 64094

Resources

Rel. No. 34-56761

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

NYSE Arca (NYSEARCA)

Cboe Exchange, Inc. (CBOE)

Nasdaq ISE, LLC (ISE)

Boston Stock Exchange (BSE)

Last Reviewed or Updated: July 21, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Resources

More in this Section

Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Resources